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APS - Portfolio Compliance Group - Associate

Gurugram, HR
Job Code:
  • Banking & Finance
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Job Details

The Portfolio Compliance Group (PCG) is a global group which sits within Aladdin Portfolio Services (APS) one of the core functions within the Business Operations Group at BlackRock. Portfolio Compliance is responsible for implementing controls & processes, to ensure we are portfolio compliant with all applicable regulatory and portfolio issued guidelines. This relates to trading and investments, including core Aladdin pre- and post-trade compliance and non-Aladdin trading compliance; mutual fund monitoring and reporting; global syndicate offering review; ERISA & Fiduciary monitoring, and Global Thresholds reporting.The Portfolio Compliance Investment Guidelines Group in Gurgaon is primarily responsible for extracting, analyzing, coding and monitoring client, regulatory and internal investment guidelines on the firms Aladdin system for EMEA based clients and funds. The group is engaged with and provides services to many other departments across the firm, in particular Portfolio On-Boarding, Portfolio Management, Trading, Global Client Group, Operations and Legal & Compliance.Role ResponsibilityThe specific role, based in Gurgaon will be primarily focused on Investment Guidelines activities for the EMEA business.Key Responsibilities Account coding and coding reviews New account on-boarding activities Post-trade violation investigation & resolution Manual test execution Identification of coding issues Documentation of procedures Process /system enhancements Maintenance of Legal & Compliance Restricted Lists Client certifications / attestations Projects as requiredDevelopment Value Exposure to multiple business groups and investment products across Blackrock globally Daily interaction across with business groups including Portfolio Management, Trading and Legal and Compliance Opportunity to be a service champion for one of the core PCG internal clients Exposure to global regulatory regimes and jurisdictions Opportunity to be part of and develop within a truly global international group and firm Opportunity to take responsibility and ownership for projectsKnowledge / Experience Experience of working in the investment management industry and of investment products prefered
Degree: MBA/ PGDM

Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 3-8


Financial Analysis | Forex
Applying for this job will take you to an external site


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