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Business Risk Lead

Mumbai, MH
Job Code:
  • Banking & Finance
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Job Details

Assist in the Management of regulatory or corporate policychanges that impact APAC Sales and/or Marketing. Individual will work in conjunction with Manager to represent the business stakeholders and work with Legal/Compliance to determine impacts, develop and implement actions for regulatory changes and internal policy changes affecting Sales and Marketing activities. Support training programs with Manager and Global Compliance as necessary for APAC Sales and Marketing.Policy and Procedures Create/Maintain global and local procedures for IAS Sales and Marketing activities. Maintain IAS global P&P SharePoint site.Manage projects to maintain or establish adequate controls for business activities. Work with IAS Management, Legal, and Compliance to support and/or lead projects that are regulatory, process improvement, or policy driven. Support Global Risk Management FrameworkSupport APACs Risk Management Committee by creating quarterly Committee meeting materials and help to identify and document key risks and mitigation plans to prevent financial or reputational impacts across the functional business units represented on the committee. Assist with relevant committee communication.IAS Risk Management Support Manager by helping identify areas of business risk throughout APAC and manage/coordinate projects in order to mitigate risks. Recommend/implement process enhancements to improve controls for sales and marketing business activities.Coordinate annual Risk Self-Assessment Process for Asia, work with other regional colleagues to compile into IAS risk log, and support submission to Global Enterprise Risk Forum.Build / Maintain Internal Relationships to provide value-added business supportEstablish relationships with APAC IAS staff and management in order to begin providing value-added support, becoming a reliable resource for IAS staff at all levels, and developing the ability to represent the APAC Sales and Marketing perspective.Build partnerships across levels and functions, primarily Compliance and Legal, to gain from their perspective and cultivate communication. Partner with others inside and outside IAS to achieve common goals and foster an environment of teamwork and cooperation.Assist with internal communications across APAC and global IAS.Support International Institutional Business Projects / InitiativesProvide project management support to the annual Internal Controls Review process, including the preparation and distribution of communications to a wide internal audience, conducting weekly project calls with external auditor, reviewing project documentation and problem solving as required.Support Manager in transitioning the AML function for international separate accounts into IBDG, building it out as a reliable resource for the business and identifying process efficiencies.Assist with support of the running of the Global Institutional Client Communication and other institutional support initiatives.
Degree: MBA/ PGDM

Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 5-10


Channel Sales | Client Servicing | Corporate Sales | Relationship/Account Servicing
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