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Chief Manager Compliance

Mumbai, MH
Job Code:
  • Banking & Finance
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Job Details

Handling of Audit and RBI inspection end to endAssist in the establishment and maintenance of processes and controls within and across business groups so that the day-to-day business activities are in compliance with applicable laws and that any breaches of such laws, rules, regulations and internal policies are detectedProvide a proactive and expert compliance advisory serviceDevelopment of policies and procedures and other documents governing business activities, such as manuals, codes of conduct, practice notes, and the like, to comply with applicable laws, rules and regulations.Assess the adequacy of compliance policies, procedures and guidelines, resolve any identified deficiencies, and formulate proposals for revisions or amendmentsIdentify, investigate and resolve indications of violations to the Company?s internal policies, systems and controls or to applicable laws, rules or regulationsPromptly alert senior management to significant compliance issuesPeriodically report to senior management on the effectiveness of the Company?s compliance programKeep abreast of regulatory developments or other matters affecting the business activities, systems and controls and Communicate changes to policies, procedures and regulatory requirements and oversee implementation thereofFoster a partnership among the various business and support groups to create a compliant business environment and culturePartnering, as appropriate, with business and support groups to manage relationships with regulators and assist with the Company?s response to regulatory investigations including attending to regulatory inspections and audits and be regulatory interface for the SBU.
Additional Degree: BL/LLB

Experience: 5-8


Advisor/External Consulting | Civil Law | Corporate | Regulatory Affairs
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