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CIB-Wholesale Client Onboarding Controls Officer-Control


Source:
TIMESJOBS.COM
Location:
Bengaluru, KA
Date:
07-11-2016
Job Code:
58221400
Categories:
  • Banking & Finance
Applying for this job will take you to an external site
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Job Details

Develop and maintain solid knowledge of WCOB policies, procedures, and operating model as well as systems/platforms used to carry out these activitiesPerform internal control reviews and Risk & Control Self-Assessment (RCSA) testing to validate the effectiveness of key controls in the COB operational processesAdvise on and continually reassess key risks and appropriateness of controls to ensure timely identification of significant risks and issues to support an evolving business & regulatory environmentSupport the annual RCSA program analyze key risks and appropriateness of controls; communicate key messages to management; develop action plans to mitigate control gapsProvide reporting of significant control activities (e.g., status of audits and exams, outstanding issues and corrective actions, continuity of business plans and testing, critical information security breaches, control scorecards for COB Organization, mandatory training breaches, etc.). Information to be sourced from all related sourcesProvide support to examination teams for all WCOB Audits, Regulatory Examinations, GFCC Reviews, etc.Analyze issues identified for trends and appropriate corrective action in all affected areas. Perform root cause analysis and work with COB teams to implement best practicesSupport the Global Control function by participating in various control initiatives/projects as assigned by the Control ManagerProvide reporting of significant control activities (e.g., status of audits and exams, outstanding issues and corrective actions, continuity of business plans and testing, critical information security breaches, control scorecards for COB Organization, mandatory training breaches, etc.). Information to be sourced from all related sourcesS ynthe large amounts of information efficiently and effectively into clear and concise messages to be relayed to WCOB Global Controls Lead and key stakeholdersW ork to tight deadlines, and deliver an accurate product in a very aggressive scheduleQualificationsDemonstrate strong AML/KYC knowledge; a good understanding of the onboarding/KYC lifecycle, systems and platformsMinimum 5 years of relevant experience in AML/KYC, Compliance, or Risk/Controls within then Investment/Corporate Banking business of a financial institutionExperience with Risk & Control Self-Assessments (RCSA) or Control Self Assessments (CSA) preferredStrong analytical and problem solving skills including taking the initiative to drive changeStrong relationship management, influence management and ability to partner with stakeholdersBachelors degree and or relevant work experience requireAdvanced understanding of internal control conceptsAbility to evaluate and determine the adequacy of controlsExperience in assessing end-to-end processes to identify operational riskInquisitive and proactive in identifying risks and proposing solutionsAbility to work independently or within teamsProven ability in meeting deadlines in a high-pressure environmentMust be proactive in identifying risks and proposing solutionsAbility to adapt to rapidly changing business environmentsSelf starter who is able to work in a fast-paced, results-driven environmentStrong interpersonal and verbal/written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive mannerProficiency with MS Office (Outlook/Word/Excel/PowerPoint); advanced user knowledge of excel required
Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 5-8

Requirements

Finance/Budgeting | Financial Analysis
Applying for this job will take you to an external site

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