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Compliance / Legal - Investment Banking Division

Mumbai, MH
Job Code:
  • Banking & Finance
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Job Details

Transaction Compliancei) Handling compliance work for Capital Markets, Mergers & Acquisitions and advisory mandates.ii) Drafting, reviewing and vetting various documents and agreements such as NDA's, Engagement letters, agreements, other regulatory documents etc.iii) Good knowledge of the Securities Laws, SEBI CDR, Companies Act, 2013 and Rules made thereunder and other Corporate laws. Updating the team with amendments / developments.iv) Experience in handling of SEBI inspections independantly.v) Responsible for handling legal issues/aspects for the Investment Banking vertical.Transaction Legal Advicei) Assist in structuring dealsii) Liaisoning with legal counsels and interacting with external lawyers.iii) Strategic counseling on Legal, Contractual and Regulatory issues relating to Investment Banking business of the Firm.iv) Providing advice on Securities Law, Rules and Regulatory and legal interaction on policy issuesDeveloping best diligence practices Set standards, standardize forms and evolve systemsActing as compliance officer under merchant banking regulationsInvestor Relations in relation to Capital Markets transactions - IPO's / FPO transactions etc.Good training skills. Needs to be able to provide training to IB professionals on regulatory changes & be abreast of all new developments.3. CORE SKILLS & EXPERIENCE REQUIREMENTS ( to help HR meet your Recruitment needs better )Skills & ExperienceEssential / DesirableIn-depth knowledge of securities law, market operations and IBD products (both ECM and M&A)Good Negotiation skills to deal with lawyers.Have good interaction with lawyers & Councils.Good written & oral communication skills - organizes thoughts logically and articulates them clearly and concisely Interpersonal skills Interest in policy-making4. PERSONAL CHARACTERISTICS Organized ThinkerEye for detailAbility to thrive in a competitive environmentSolution providerTakingInitiativePassion for capital market work.
Degree: CS (Company Secretary)

Additional Degree: BL/LLB

Experience: 7-12


Company Secretary
Applying for this job will take you to an external site


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