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Compliance Officer

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  • Banking & Finance
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Job Details

Your RoleAre you interested in compliance and operational risk? Can you manage a small team? Would you like to work closely colleagues on the other side of the world? If yes, then we are looking for someone like you who can learn quickly about the businesses we work with use a framework of principles to evaluate information in order to identify risks track projects and key controls including input from others so that they are delivered on time perform administrative tasks to support the effective running of the team manage a small team of up to five people in your location as part of a larger, global team adapt to changing prioritiesYour Team Youll be working in the Compliance and Operational Risk department of UBS investment bank. The purpose of the department is to ensure that all compliance, conduct and operational risks are understood, owned and managed to the firm's risk appetite. You will join a new team formed to work closely with and support a well-established team.Your Experience and Skills You have excellent English language communication (verbal and written) and interpersonal skills having completed a degree program taught in English and achieved a good passing grade an ability to work well in a team and independently with limited supervision finding solutions, managing outcomes and escalating where needed ability to handle sensitive information appropriately good communication skills in order to understand and explain risks and tasks ability to deal with large workload and prioritise your time to complete a range of different short and longer term tasks an understanding of investment banking in particular secondary market activities, the regulatory environment and expectations, FCA rules and guidance or be willing to become familiar with these in your own time over a short period of time.
Degree: CA (Chartered Accountant) | MBA/ PGDM

Additional Degree: B.Com. (Commerce)

Experience: 3-8


Claims/Collection Mgmt | Project/Structured Finance | Relationship Mgmt | Stock Broking
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