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Consultant Operations Control


Source:
TIMESJOBS.COM
Location:
Bengaluru, KA
Date:
07-11-2016
Job Code:
58217901
Categories:
  • Banking & Finance
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Job Details

Perform proactive focused reviews according to agreed priorities of end to end processes and/or clients and key risk areas to maintain quality levels & identify areas for enhancement.Review any region specific regulatory issues. Make recommendations and control implementation by Business Unit.Liaise with related central areas including Compliance and Operational Risk and local TA Managers who deliver our services to clients.Work closely with local TA management to determine priorities and objectives for performing reviews.Initiate quality related projects ensuring adequate business plans are created and signed off by all relevant business areas.Assist with periodic procedure reviews for existing processes, as well as those for new processes created by implementations and take-on activity.Manage and quality control data collected for audit-type visits including those from external Trustees and internal audit.Assist with the maintenance and testing of the Bangalore FA Business Continuity Plan, liaising with the regional business units being supported by Bangalore for Transfer of Work continuity planning.Ensure the department complies with the requirements of any Training & Competence regulatory regime.Follow the goals and priorities based on the direction set for the section.Ensure consistent best practice and monitor the regional standards.Ensures that adequate training/cross training is provided, identify training and developmental areas and establish performance standards for the section.Produce accurate management information reporting and analysis to deadline.Maintain effective communication channels at all levels.Track all review actions / reporting to Senior Management and plan effectively to meet the deadlines set.Keep abreast of industry and regulatory developments that may impact the risk and quality of our service.Assess operational readiness of the business units ability to take on new clients, processes, or perform system migrations.Ensure preventative controls are in place following procedure & process failures.Ability to work on ad-hoc activities. Experience & QualificationsOverall experience of 6+ years preferably in Fund Accounting businesses.Strong accounting / financial services/ auditing/ capital markets work experience or equivalent.Bachelor s degree with emphasis in Accounting, CA or ICWA Inter/Master degree/IAQ/IOC or equivalent(IAQ, IMC etc) a plus.Knowledge proven subject matter expert or referral point for complex issues.Should be flexible for shifts and extended working hours.
Degree: CA (Chartered Accountant) | ICWA

Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 6-11

Requirements

Financial Analysis | Funds Management | Investor Relationship | Treasury Operations
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