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Control Officer Corporate Finance

Bengaluru, KA
Job Code:
  • Banking & Finance
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Job Details

The Corporate Finance Control group is responsible for compliance with the Firm-wide control framework across the Corporate Finance businesses including, but not limited to, Corporate Controllers, Financial Control, Regulatory Capital Management Office, Corporate Tax, Finance & Risk CFO Organization, and the Corporate Sector CFO group. This involves establishing appropriate and meaningful risk measures and controls across all Corporate Finance areas and executing robust governance and oversight. The control agenda includes, but is not limited to Risk and Control Self Assessments Sarbanes Oxley compliance Quality Assurance Active issue management Control Program Metric reporting Project Management Business Resiliency Manage User Tools/model inventory Job Responsibilities include the following Risk and control self-assessment Includes partnering with the business to identify & evaluate key risks/controls/issues, implementing standards, meeting various execution frequency requirements, and perform control evaluation. This also includes leading executive risk reviews and residual risk evaluation with the business. Sarbanes Oxley (SOX) compliance Participate in SOX scoping and SOX Management Testing & documentation Quality Assurance of Control Program (like SOX, RCSA, Resiliency, User Tools etc.) results for assigned Corporate Finance functions Manage inventory (e.g. User Tools/models) as required Issue Management Ensuring robust documentation, approvals around Issues and validation of Remediation Control program metric reporting (produce monthly scorecard, BCC materials, ad hoc metric reports, O&C scorecards) Lead or participate in monthly/quarterly calls with business partners based on a control agenda Coordinate risk-based process reviews and pre/post audit reviews Implement Corporate or LOB policies, procedures or other initiatives related to control enhancements or best practices Manage execution of strategic initiatives and projects as needed (e.g. System migration, New Standard implementation etc.) for assigned Corporate Finance functions Business Resiliency Agenda Recovery strategy, recovery time assessment, plan development, dependency assessment, crisis management, testing preparation & execution, tool administration (RDMS & GENT), quality assurance, and metric preparation for Senior Management Communicate effectively to Finance business partners and other control functions Understand global finance business, organizational, and policy impacts on Corporate Finance and associated control programs Education Chartered Accountant with 4 plus years of post qualification experience in Operational Risk, Governance, Control Metric Reporting. Experience Experience in Control Governance, SOX testing, Internal Audits, Process Risk Reviews, Business Contingency Planning (BCP), Data Mining and Metrics reporting etc . Skill sets Chartered Accountant with 4 plus years of financial services experience. Willing to work in UK Shift (2pm to 11 Pm India time) Should be able to work independently as an Individual Contributor and manage presentations / deliverables for senior management stakeholders in the Firm. Experience in data mining, consolidation & reporting from various systems & tools (e.g. SharePoint, Phoenix RCSA Tool, Databases etc.) Good Excel and Power-point skills. Good SharePoint skills Outstanding ability to solve problems with the ability to exercise sound and balanced judgment and keen attention to detail but also the ability to see the "bigger picture" Previous experience in a 'Big 4' Accounting Firm, Internal Audit, or other control function preferred with strong Understanding of internal controls, both financial and IT Strong accounting background. Sarbanes-Oxley 404 (Management Assessment of Internal Controls) background. Experience with, or knowledge of, implementing effective control environments Strong analytical and evaluation skills with the ability to evaluate processes and assess the operational and financial impact of findings and control issues, communicate findings and develop recommendations Ability to multi-task with timely completion of deliverables.
Degree: MBA/ PGDM

Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 4-7


Finance/Budgeting | Financial Analysis
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