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Director Compliance

Secunderabad, Telangana
Job Code:
  • Banking & Finance
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Job Details

Key Responsibilities/ DutiesManage multiple processes for multiple regions and countries within compliance function including but not limited to regulatory reporting, Code of Ethics, certain aspects of distribution compliance and othercompliance functions as determined.Manage a team of significant including people managers end to end including performance management, succession planning, providing regular feedback, coordination with diverse group of stakeholders, managing process updates/changes, staff development, team motivation, engagement and retention. Provide a highly responsive and professional level of support to cross functional business departments.Interact with members of the global compliance team to assess, document, monitor, report, develop, coordinate, and implement various improvements to compliance monitoring activities, ongoing testing and related controls.Train, coach and mentor team members towards their development and long term career aspirations.Interpretation and understanding of the provisions of applicable rules and requirements, and providing support to Senior Management on these.Providing advice and direction on both internal and external rules and practices and how the rules of the regulatory bodies affect the day to day operations of each department.Providing assistance with the implementation of procedures and controls designed to ensure Invesco remains compliant with external regulatory standards set by the provisions of applicable rules and regulations.Maintain an effective and open relationship with regulators and officials as applicable to compliance function.Liaising with internal and external auditors as necessary.Assisting in the provision of training to all employees on relevant regulatory body rules in assigned functional areas.Assisting in the provision of an operational risk framework for the Hyderabad business as needed.Proactively work with global team(s) for timely and effective resolution of process issues.Assist in other Compliance related projects and compliance staff globally as requested.Implement BCP strategy to ensure zero BCP failure in case of actual event.Participate in local committees or initiatives to demonstrate leadership and work together cross functional representatives such as Intentional Collaboration, Toastmasters, Principles at Work, Corporate Social Responsibility, Sports, etc. as per interest.
Degree: CA (Chartered Accountant) | M.Com. (Commerce) | MBA/ PGDM

Additional Degree: B.Com. (Commerce)

Experience: 10-15


Finance/Budgeting | Financial Analysis | Funds Management
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