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ED - IED Non Market Risk

Mumbai, MH
Job Code:
  • Banking & Finance
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Job Details

Primary ResponsibilitiesManaging and growing the IED Non Market Risk offshore team by integrating new processes and enhancing existing ones;Building a strong team by creating a culture of ownership, communication, efficiency, decision making, execution, etc.;Shaping the strategic framework of the team to support 250+ activities across multiple regions, many of which overlap, but some of which are region specific;Defining and augmenting the documentation and operating processes for reviewing trading exception models and other risk controls;Managing the overall migration of activities from HUB locations to the local team, for example prioritizing the offshore activities queue, defining local and HUB supervisory processes, etc.;Developing management reporting around the team s activities to create transparency and more comprehensive monitoring;Interacting with senior Risk Management with regard to supervisory issues and exceptions;Interacting with senior members from associated control functions, such as Legal, Compliance and Technology Risk;Solving problems by effectively influencing and utilizing resources across teams outside of the Risk Management function;Supervising the offshore review of sales and trading exception models on a daily basis and maintaining records relating to these reviews, some examples Reg. SHO, Wash Sales and Employee Trading;Supervising offshore activities around risk and regulatory controls;Improving and monitoring existing control frameworks and / or creating new control frameworks if none exist;Leading projects related to the supervisory platform and the information security program;Mentoring and providing guidance to RCG management and junior members on the desk with projects and problem solving; andEstablishing relationships and work closely with IED Risk Management, Technology, Operations, Finance, and Compliance. QUALIFICATIONSSkills required (essential)15+ years with a background in Compliance, Risk Management and / or Trading Support focusing on sales and trading issues;Effective management and leadership skills;Excellent knowledge about equity and fixed income markets;Strong motivation, be a self-starter with a positive outlook and desire to solve problems;Strong analytical skills with an ability to understand complex workflows;Strong communication skills with an ability to speak to senior management;Ability to identify and escalate issues effectively and appropriately;Exceptional organizational skills and a high degree of attention to detail;Solid understanding of applicable regulatory rules and regulations ;Strong project management skills;Excellent oral and written communication skills by clearly articulating objectives, requirements, risks and issues;An understanding of and strong focus on the mechanics of a control environment, including escalation and risk-related issues;Ability to handle multiple tasks in a timely and effective manner and thrive in a fast-paced environment;Proven ability to take ideas forward and to challenge others with integrity and maturity; andProficiency in MS Office and related applications (Word, Excel, PowerPoint, Project).
Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 15-20


Audit & Risk | Chartered Accountant/CPA | Cost Accounting/ ICWA | Taxation
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