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GM Controls Mumbai - Supervisory & Oversight

Mumbai, MH
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  • Banking & Finance
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Job Details

eComms surveillance by way of reviewing FO traders emails basis key words for profanity and personal abuse related content and escalate accordingly to the regional Control team for further review and actionWorking closely with the eComms surveillance team to produce sensible MI over the reviewed emails, identifying trends and coming up with recommendations to curb the false positivesAssisting with the GM Governance Framework, associated metrics, and reporting tools - with escalation of key risks to senior managementWork closely with GM Controls, GM OpRisk and GM Front Office in developing the GM Risk and Controls Framework; including the RCSA processMonitoring/Reporting of key lead indicator [KRIs/KCIs] across GMDeveloping & maintenance of Control tools used to monitor Trader performance, Desk performance and Business level performancePerforming tyre-kick/deep dives/thematic reviews into key trading metrics to understand the reasons for outliers and suggest remediation actions by enhancement to existing controlsInvolvement in identification, review & maintenance of the GM Controls InventoryUndertake Design Effectiveness Testing [DET] and Operational Effectiveness Testing [OET] for FO controlsDrive initiatives across GM Controls requiring a Fixed Income & Equities Business specific focusLiaising and partnering with the Shared Services team [Product Control, IT, Internal Audit, Operational Risk Management, Legal & Compliance, etc.] as per project requirementsPreferredCA, MBA (Finance)Experience in eComm Review (Compliance functions), Operational Risk or internal audit backgroundKnowledge on Investment Banking products and mechanisms will be an asset You Offer RequiredProfessional qualifications Post GraduateAnalytical and confident personality with excellent relationship skills in order to interact with stakeholdersExceptional vocabulary knowledge and a keen eye for suspicious contentsExcellent quantitative and analytical and problem solving skillsAbility to multi-task and prioritise work load on a daily basis, adapting to changing workloadsExcellent written and interpersonal communication skillsExperience in designing and preparation of Management Information
Degree: CA (Chartered Accountant) | MBA/ PGDM

Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 3-6


Credit Control & Collections | Finance/Budgeting | Financial Analysis | Investment Banking
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