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Legal & Compliance Officer

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  • Banking & Finance
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Job Details

Should be able to conduct Legal Review of Agreements and Contracts form the Indian law / regulations perspective.* Should be an independent contributor and decision maker Advise and Counsel CoE personnel / businesses on application of Credit Suisse policies and procedures and of relevant Indian law/regulations. Conduct compliance training for COE employees based employees on Credit Suisse policies and procedures. Working knowledge of the Indian regulatory framework and SEBI and RBI regulations is essential. Familiarity with the financial services industry and offshoring services provided from India to global financial institutions will be an advantage. Conduct specific training on relevant Indian and foreign regulations relevant to specific functions or processes that may be transferred to the COE. In this the compliance officer will work closely with jurisdictional and product compliance exerts within Credit Suisses global compliance team. Conduct periodic compliance reviews. Assist in compliance review of issues related to the migration of processes and functions to the COE. Assist in responding to any regulatory inquiries and hands on knowledge of SEZ/ STPI /DoT regulations are essential.You Offer The candidate should have degree in Law / Qualified Lawyer Strong analytical skills, must be numerate (Excel). Good understanding of risk & stakeholder management Related activities in bank/ securities market industry. Good interpersonal skills Strong communication skills Team work, & leadership skills working knowledge on presentations will be useful and should be able to communicate effectively (verbally and in writing).
Degree: M.Com. (Commerce) | M.Pharm. (Pharmacy) | M.Sc. (Science) | MA (Arts) | MBA/ PGDM | MCA/ PGDCA

Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 3-5


Financial Services
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