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Operational Assurance & Advisory

Bengaluru, KA
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  • Banking & Finance
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Job Details

The Operational Assurance & Advisory Associate will work across risk reporting stripes and risk middle office teams, as well as key LOB Partners (Control Office, Internal Audit) to improve transparency and enhance control monitoring.The role provides exposure across a variety of risk stripes and products. Key responsibilities are as follows Scope, design and lead quality assurance reviews over Risk Reporting & Middle Office processes, present findings to senior management, recommend action plans to address operational risks and process deficiencies. Perform process mapping, data quality/aggregation analysis and control design/effectiveness testing (Excel/Access/VBA/SQL/Macros/System-to-System Reconciliations/System Queries) Support the Risk Reporting Projects & Middle Office function as an independent adviser. Define test requirements, technical test scripts and analysis required to effectively verify operational processes/procedures. Develop deep business process knowledge and stay abreast of business and regulatory changes. Manage Risk Control Self Assessment (RCSA) and integrity testing of reporting tools. Investigate and escalate critical issues; and achieve agreement on measures to address control deficiencies. Establish strong partnerships with Risk Reporting & Middle Office Stakeholders. Create clear, concise executive presentations on processes and their control environment for senior management. Manage ad-hoc projects as requested by management.The ideal candidate possesses the following skills Strong understanding of financial products, transaction lifecycles, systems and controls. Minimum of 5 years Financial Institution experience at a senior or supervisory level in a relevant risk, audit (internal/external) or similar control function. Strong technical skills in Access and Excel (Programming, Debugging, Process Automation). Excellent communication abilities, both written and oral including fluent English. Proven track record in partnering with business, technology and operations partners to proactively identify control and process improvement. Demonstrated history of reviewing and documenting control environments (SOX). Strong analytical skills in interpretation of data and identification of anomalies. Experience in project management.
Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 5-8


Finance/Budgeting | Financial Analysis | Treasury Operations
Applying for this job will take you to an external site


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