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Senior Analyst - Surveillance

Bengaluru, KA
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  • Banking & Finance
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Job Details

Email and Trade SurveillanceMonitor and Review Communication and Trade Surveillance alerts generated by system on a daily basis.Report exceptions to Hong Kong team on a daily basis.Record evidence of monitoring & review performed.Ensure that KPI delivery is strictly in line with the Banks policies & proceduresEscalate all issues properly, in time, to the appropriate level and seek assistance to avoid any adverse impact on the business.Familiarize oneself with the function specific MIS.Supporting the manager in investigation requests.Support training of new joiners SpecificsMay be requiredto cover functions globally, with the possibility of working shifts. Initially the shift is expected to be APAC.RequirementsEducation and Experience4-5 years of experience in investment banking domain. Should be familiar with Investment Banking structure and products.Should be familiar with equities and derivatives business. Should have good understanding of equity and derivatives trading process.Should display an analytical bent of mind and ability to retain vast amount of dataShould have ability to process and analyse diverse transactional behaviour and display sound judgement in escalations.Good Knowledge of financial markets and investment vehicles.Exposure to equity trading processes, derivative processes is required.Team player with great attitude and work ethic and a strong attention to details.Ability to multi-task on several different assignments/projects, works well under pressure and meet deadlines.Graduate/ Post graduate in any stream with. MBA will be an added advantage.SkillsEnglish language proficiency (oral and written) required.Strong proficiency in Excel, Word and PowerPoint required. Proficiency in Access a strong plusKnowledge of DB systems in investment banking products will be required
Degree: MBA/ PGDM

Additional Degree: BA (Arts) | B.Com. (Commerce) | B.Pharm. (Pharmacy) | B.Plan. (Planning) | B.Sc. (Science) | BBA/ BBM/ BBS | BCA (Computer Application) | Diploma-Other Diploma | B.Ed. (Education) | BHM (Hotel Management)

Experience: 4-5


Financial Analysis | Investment Banking | Treasury Operations
Applying for this job will take you to an external site


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